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Race and Merit at MIT

January 15, 2010

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The Massachusetts Institute of Technology -- in a detailed report released Thursday -- found "uneven" progress and significant gaps in the way black, Latino and Native American professors are promoted and their views of various university policies and experiences.

The report provides unusually detailed information about the university's hiring and promotion practices, and reveals some key strengths in efforts to diversify the faculty. For example, those from underrepresented minority groups (those who are not white or Asian) are much more likely to come to MIT after being actively recruited than are white or Asian faculty members, who typically just apply.

But once there, they leave at higher rates and report difficulties in discussing issues of race and ethnicity. The new study also details MIT's strong reliance on a very small group of universities (itself included) for faculty hiring, and a gap in attitudes between underrepresented minority professors and others about the ideas of diversity and meritocracy.

MIT's hiring and promotion policies are of course influenced by its academic stature and its traditional strengths in science and engineering fields. But many of the issues discussed in the report extend well beyond MIT. And previous MIT reports on women and science have served as models for many other colleges and universities exploring issues of gender equity on the faculty. MIT also faced several years ago a very public dispute over a rejected tenure bid by a black scientist in which he went on a hunger strike amid allegations of unfair treatment -- allegations that were strongly denied by the institute and professors involved in the tenure review.

The report -- more than two years in the making, from a faculty panel -- makes strong statements about the need to increase the representation of minority groups on the faculty. While the MIT faculty's proportion of black, Latino and Native American professors has increased to 6 percent from 4.5 percent over the last decade, the study notes that those groups make up 30 percent of the population of the United States, a share that is growing every year.

"The contrast in these numbers with the population values is significant; it is clear that there is talent within the United States that has not been tapped at the highest levels of our educational system - our faculty," the report says. "It is intrinsic to the mission of excellence in science and engineering that we engage a truly diverse faculty; otherwise, we stand to lose in both our competitive advantage and our overall mission."

Here are some of the key findings of the study with regard to hiring.

  • MIT has a narrow pool. Of underrepresented minority faculty interviewed, 55 percent had a Ph.D. from one of just three institutions: MIT, Harvard University or Stanford University. The figures are lower for white and Asian faculty members (50 percent and 43 percent, respectively), but still are high. The report says that the "narrowness" of the sources of faculty members may represent a "significant lost opportunity" to hire diverse faculty members.
  • Underrepresented minority hires are sought by MIT. Nearly 80 percent of white and Asian faculty members applied for their positions without being specifically recruited, but only 37 percent of underrepresented minority faculty reported that they were not recruited.
  • Hiring patterns differ widely by department. The report identifies departments -- such as nuclear science, chemistry and mathematics -- that did not hire a single underrepresented minority faculty member from 1991 through 2009. In other departments, such as music, theater and writing, more than one fourth of hires were from underrepresented groups.

Once faculty are hired, their tenure and promotion rates also differ by race and ethnicity. MIT uses a two-stage process, in which junior faculty members are first promoted to associate professor without tenure and then from that level are considered for tenure. So the column on the right represents the share of those who made it to the first stage, not everyone who started down the path to tenure.

Promotion Rates by Race and Ethnicity

Group % Promoted to Associate Professor Without Tenure % Tenured
Black 61% 58%
Latino 50% 40%
White 75% 63%
Asian 79% 60%

The report notes several factors that may contribute to the promotion gaps.

For example, the study found wide variation in the quality of mentoring experiences for junior faculty members, some of whom felt well served and others who reported that "mentors were non-existent, or were not engaged or active, or in which the junior faculty received ill-conceived or overly-directive advice." While MIT didn't find, based on survey and interviews, that problems with mentoring were unique to minority professors, it did find that the negative experiences were more common among underrepresented minority professors than among others, and that frustration was "particularly high" among underrepresented minority women.

Underrepresented minority faculty also reported being concerned about whether they would have an "objective" review process for promotion and tenure. These faculty members "feel requirements for tenure are less clearly communicated with them than their [white and Asian] counterparts," the report says.

The finding is consistent with the work of the Collaborative on Academic Careers in Higher Education, or COACHE, which is run by the Harvard University Graduate School of Education and which focuses on the perspectives of junior faculty members. COACHE has repeatedly stressed that junior faculty members care about the clarity of tenure procedures and that many female faculty members feel that expectations aren't sufficiently spelled out.

Diversity and/vs. Meritocracy

Much of the report is data-heavy, with an introduction to an issue, an analysis of MIT's numbers, and hypotheses for the notable gaps. But one section of the report is more philosophical -- a discussion of the role of meritocracy in MIT's image of itself and of the relative value placed on diversity.

The report notes that among faculty members, men who are black, Latino or Native American and women generally tend to see diversity as "critical" to MIT's overall mission, but that others do not. "This difference indicates a deeper dissimilarity in the appreciation of why participation at the highest levels of all groups is needed for future technological and research developments. The idea that MIT’s long-term success depends on recruitment of the top talent throughout the U.S. as well as the world is a message that has not yet reached a large part of the faculty. Furthermore, it is clear that the value placed on gaining a diverse faculty is not high," the report says.

Further, the report says that, based on interviews with faculty members of all races, "there is great awkwardness in openly addressing race and racial differences at MIT, leading to a sense of silence regarding race." Minority faculty members, the report says, "may feel that speaking on diversity as a topic in any way can potentially 'brand' them as someone who focuses only on this concern at the expense of other issues. Examples of situations in which this kind of 'silence' can be inhibiting include the discussion around a minority faculty candidate or a promotion case in which comments from a referee, or a negative interaction with specific members of the field, might bring about a relevant concern impacted by race or gender."

These issues relate to the way MIT views the idea of meritocracy, the report says.

"Meritocracy is a concept that is key to the ideals at MIT. Although it is important to strive for this ideal, there is tension created by the outward presumption that true meritocracy is already essentially achieved at MIT. Such presumptions preempt the potential for hidden bias or preferential behavior and do not acknowledge the use of relatively monolithic criteria of excellence (which often works against those who are minorities by race, gender or field). As a community focused on scientific and technological advances, MIT holds a great deal of pride in the concept of a merit-based society in which those who excel are rewarded proportionately," the report says.

"On the other hand, the presence of bias remains a possibility even among those who are most well-intentioned. For that reason, it is not possible to guarantee that racial, gender and other cultural biases do not impact the way in which faculty are evaluated. In short, it is not possible to proclaim a fully meritocratic process when our society presents innate biases to which all can be susceptible on some level.... Furthermore, although the ideal of a meritocracy is, in general, one that can be appreciated by many, there are flaws in the belief that merit is equitably assigned to different kinds of contributions.

"In particular, the tendency to use two or three highly defined metrics as a means of evaluating quality can lead to a more myopic view of excellence. It may also lead to an inability to quantify, value and recognize other types of achievements that also enrich and contribute to the academic excellence of the Institute. On the other hand, the ability to recognize and reward a broader range of merit can lead to creative and significant advances in new areas. A quote from a young [underrepresented minority] faculty member describes this concept: 'To insist on orthodoxy [i.e., narrow, singular definition of excellence] would stifle one of the pillars of MIT which is to encourage innovation and entrepreneurship of ideas.' ”

Senior MIT officials issued statements praising the report and saying that, after they review it, they will work with deans and faculty members to respond to the issues raised by the study.

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Comments on Race and Merit at MIT

  • Forced minority retention doesn't help
  • Posted by ept on January 15, 2010 at 9:15am EST
  • Yes, the minority pool for highly qualified minority faculty is small. But tenuring minority faculty who can't do what a university expects hurts everyone and contributes to a two-class tenured faculty. All faculty pursuing tenure and promotion have to achieve some degree of excellence. I work in a school where minority faculty are allowed to have lower standards and even a longer probationary period. This is reverse racism and doesn't improve collegiality or research productivity. A huge morale problem for everyone. How can a college reward mediocrity with tenure and merit raises? Keeping weak faculty of any race is a disservice to those faculty and to everyone else.

  • Just Hire the Best
  • Posted by Roger Clegg , President and General Counsel at Center for Equal Opportunity on January 15, 2010 at 9:45am EST
  • Coincidentally, I just wrote an essay on “Another Bad Idea: `Diversifying’ Science Faculties” for Minding the Campus [link: http://www.mindingthecampus.com/originals/2010/01/another_bad_idea_diversifying.html ]

    At the outset, I acknowledge: “Taking steps to ensure that the best possible individuals apply and are hired is fine---indeed, that's precisely what the whole process should be about. Casting your recruiting net far and wide is a good idea, as is reassessing your recruiting policies to make sure that you are not overlooking good sources of candidates. Reevaluating selection criteria from time to time is, likewise, unobjectionable; if some criteria are weighed too heavily or not heavily enough, with the result that the best individuals are not selected, then that needs to be fixed. And, of course, everyone involved in the selection process, from beginning to end, needs to be told that the best individuals, regardless of skin color or national origin, are to be picked.”

    The problem is that the authors of the MIT report do not want the best individuals, regardless of skin color or national origin, to be picked. They want a predetermined racial and ethnic mix (“diversity”), and are happy for there to be subtle and not-so-subtle discrimination in order to achieve it. My essay discusses why such discrimination is bad policy—and illegal. A useful tool to use as one plows through the MIT report is to substitute “underrepresented white men” every time you read “underrepresented minorities” and ask whether what’s being proposed is persuasive as a matter of policy and passes legal muster.

    Let me also recommend the collected writings of John Rosenberg on the topic of diversifying science faculties, links to which are collected here: http://www.discriminations.us/2010/01/diversifying_science_faculties.html

  • Posted by Mike on January 15, 2010 at 10:15am EST
  • "Furthermore, although the ideal of a meritocracy is, in general, one that can be appreciated by many, there are flaws in the belief that merit is equitably assigned to different kinds of contributions."

    Student A's contribution is brilliant work on campus.

    Student B's contribution is being a minority on campus.

    Sounds equal to me.

  • Uneven distribution of specialties among black scholars
  • Posted by Jack Olson on January 15, 2010 at 11:30am EST
  • In 1992, half of all doctoral degrees awarded to black scholars in the USA were in just one subject, education. Most of the rest were in social work or sociology. Not one was in atomic physics, astronomy, microbiology, nuclear engineering, geophysics, endocrinology, biomedical engineering, oceanography, cell biology, accounting, business economics, comparative literature, genetics, or archeology. None was in algebra, geometry, statistics, or logic. There were none in geography or paleontology, or in German, Italian, Spanish or Russian, nor any in classics. But, there were 500 in education and nearly as many in sociology. (Source: Summary Report, 1992, National Academy Press, Washington, D.C.) How can M.I.T. or any other college meet a racial quota among its astronomy, genetics, or mathematics faculty unless black graduate students seek doctorates in those subjects? They can't hire nothing but sociologists.

  • Race and Merit @ MIT
  • Posted by Dr. Gadsden , Asst. Prof. Social Work at Morgan State University on January 15, 2010 at 12:45pm EST
  • I'm mystified about the responses to this article. The article focuses on studying every group but White and Asian men, i.e., the majority. But the comments focus solely on 'minorities,' more specifically blacks. Why is that?

    Also, there's an assumption here that what MIT is chosing is the best. What's the basis for that thinking, given the small pool from which the chosen are picked?

    How is it that people can think that a small slice of humanity can represent the rest who have not been sampled. There seems to be no concern about what might be missing and needed. Only in justifying what's has been and continues to be done. This is why we end up with the situation at HP where they have created and manufactured a computer camera that doesn't work for dark-skinned people. Where was the merit in that?

    If Native American, Latino and black men and women of all racial and ethnic persuations are pretty much on the same page about MIT problems, why would they be discounted? It's the height of hubris to think that nothing is lost by their absence.

  • Gentlemen, Your Meritometer Is Busted
  • Posted by L. J. McLeod , Asst. Prof. Philosophy at Guilford College on January 15, 2010 at 1:00pm EST
  • Jack, you appear not to have read the article, let alone the report. If you *have* read it, the quality of your reading skills makes your comments hilariously ironic.

    Gadsen? whichever way your sarcasm is meant to cut is not clear from the words you've set down.

    In any case, the first four comments reveal a depth of ignorance about this topic that strains one's attempts at civil discussion. Until we *all* have studied and understand the history of this country, and until we've *all* read available data about how inadequate existing measures of "excellence" are in indicating the quality of young scholars of color ... and probably, until we've *all* made the effort to read any one of the number of carefully collected anthologies reporting the experiences of young scholars of color on traditionally white campuses, there simply isn't much point in trying to have a productive discussion.

    For truly, when was the U.S. ever a real meritocracy? We've all been at the mercy of many mediocre white men. I'm up for a change.

  • Same Old Song and Dance
  • Posted by mb on January 15, 2010 at 1:45pm EST
  • L.J. McLeod must be a fan of Aerosmith, for he gives us the same old song and dance we've been hearing from the establishment for decades: 'If you disagree with us about the crucial need to discriminate against white and Asian men (i.e., to use blunt-force affirmative action) for the sake of "diversity" then you must be an ignorant hick.'

    Yawn.

    These kinds of hackneyed, arrogant arguments just don't cut it any more. No wonder the public holds the academy in such low regards, with the tailspin continuing unabated. There are many of us who have looked at the data - all of the data, not just cherry-picked data like that of Bowen and Bok, et al. - and remain unconvinced that racial, gender and/or other preferences contribute significantly to increasing the quality of research and education in the STEM fields. I agree that it's arguable that race and other identity designations may contribute to the humanities, but this is not the case for the STEM fields. Period. There is no such thing as "black thermodynamics," "women's calculus," "hispanic quantum mechanics," etc.

    "We've all been at the mercy of many mediocre white men. I'm up for a change."

    Clearly. So what do you suggest, expanding the population of leaders to include even less capable and talented minorities and women? Good grief - no wonder the U.S. is winning the race to the bottom vis-a-vis science and engineering in the 21st century.

  • supporting diversity - the right way
  • Posted by someone_somewhere on January 15, 2010 at 2:15pm EST
  • Thanks to Jack Olson for pointing out one of the fundamental problems in such "insufficient diversity" arguments. You cannot build a pyramid from the top down; you need to prepare the foundation first. The right way to ensure diversity is to pour resources into elementary/middle schools for minority students while simultaneously working to convince them (& their parents!) that education is valuable, that science is cool, that hard subjects should not be skipped in high school. Sure, that's a longer road & you won't get faculty/hire stats to boast about in the first 20 years. But it would achieve this worthy goal avoiding the mess we see today.

    Most scientists (even most white/male scientists) sincerely support diversity - as long as it is not achieved at the price of violating their ideas of meritocracy. Major R1 universities bend over backwards to accommodate qualified minority candidates. A truly high quality minority applicant in STEM-fields often receives offers from all top universities that have openings in a given year. Most of us are ok with that. But the question is: if you cannot get the very top quality candidate, how far do you look down the list (sorted by whatever subjective merit-criterion you espouse) until you find a suitable minority candidate? Or do you declare any sorting criterion unfair unless most of minority applicants are near the top?

    It does not really matter how long you (or your ancestors) have been "at the mercy of many mediocre white men". If you don't know quantum mechanics, you are not qualified to teach it.

    A "narrow pool"? Well, given how few minority undergrads are in physics, any good student from that group would have no problem entering any of the top 10 grad schools in this area. Does MIT really need to look at all top 100 physics departments to appoint a TT assistant professor?

  • How Do We Test for Ignorant Hicks?
  • Posted by L J McLeod , Asst. Prof. Philosophy at Guilford College on January 15, 2010 at 2:45pm EST
  • mb,

    Again, my point has little to do with how "diversity" enhances excellence at any institution of higher ed. My point is that our current means of evaluating the excellence of candidates for academic jobs is much better at reproducing the same old stuff than at accurately identifying excellence in young scholars of color.

    Frankly, I'd rather not have mediocre anybody running anything, but I'm stuck with that. Would I prefer that the mediocre show-runners be white women and people of color? I'm pretty certain this is a false dilemma -- but if forced, then yep, I'd prefer the latter. For one thing? I find them to be a bit less boring and predictable.

  • More Than One Way
  • Posted by L J McLeod , Asst. Prof. Philosophy at Guilford College on January 15, 2010 at 2:45pm EST
  • Oh, someone_somewhere, yes, of course, we need to support excellent education at each level. But we won't, because ... well, for the same reasons we never have.

    Here's the thing: how can I ever learn quantum physics if no one thinks I'm qualified to learn it?

  • Play It Again Sam
  • Posted by mb on January 16, 2010 at 9:45am EST
  • LJ,

    What you seem to want to do is re-define "excellence" in the same way that affirmative action programs have done to qualifications, i.e., make minority ethnic or female gender status a direct indicator of "excellence." That's blatantly circular logic.

    I don't see how our current system fails us except when we use the affirmative action sledgehammer to fit square pegs in round holes vis-a-vis diversity admits, hires and promotions. Until we embarked on the diversity/affirmative action experiment the "same old stuff" gave us the most advanced science and technology the human race has ever seen. It's common knowledge that since we became intoxicated with all things diversity the quality of homegrown scientists has plummeted, and it's no secret that the upcoming leaders in STEM fields (e.g., Chinese, Indian, etc.) don't subscribe to the kind of diversity dogma currently ensconced in Western academia. Frankly, I'd be ecstatic if we went back to doing things the 'same old way' if it meant getting the U.S. back on top in the STEM fields.

    "Would I prefer that the mediocre show-runners be white women and people of color? I'm pretty certain this is a false dilemma -- but if forced, then yep, I'd prefer the latter."

    Well at least you're open with your racism and sexism. I can appreciate that, although don't ask me to respect it.

  • Learning quantum physics
  • Posted by Zvi Kedem on January 16, 2010 at 9:45am EST
  • L. J. McLeod, you can learn quantum physics on your own from a textbook, just like I, and I assume many others, have done it.

  • The Humanities
  • Posted by Voltaire on January 16, 2010 at 8:15pm EST
  • The fault with the MIT report has been underscored by most of the commenters. The report is grounded, apparently, in the erroneous notion that academic excellence is represented equally among all racial and ethnic groups. Of course not! As long as the black and Latino inner-city communities decry education and mock or bully young black men who like school and are good at it, the current situation will continue. The answer is not hiring less than excellent minority faculty; and the predictable result is that a good quantity of them fail to make promotion and tenure. They deserve not to make promotion and tenure. My one objection with several commenters is that they err in assuming that hiring minority or women faculty is necessary in the Humanities. Sorry, Gus! There is no such thing as female philology or black criticism. Only the weird special pleading of zealots.

  • Voltaire, you are right, but
  • Posted by DFS on January 17, 2010 at 4:45am EST
  • That shouldn't stop Scott at IHE to consciously continue the deceipt that race must of course be the predominant reason.

    I guess that we all can pick and choose our posse now.

  • To Voltaire
  • Posted by Malvern Hill on January 17, 2010 at 1:45pm EST
  • "There is no such thing as female philology or black criticism."

    Philology is a by-gone discipline. But plenty feminist theorists have debated whether the language we've all inherited in the last,say, 10,000 years is inherently patriarchal.

    There IS TOO such thing as black criticism! Sounds like you haven't read any. If you had it might begin to dawn on you and other commenters how cultural racism works in infinitely myriad ways to marginalize racial and other Others, including the workings of internalized racism, the phenomenon you note about inner-city anti-intellectualism.

    It's all complex and historical. Not to mention the Heisenberg principle, which can indeed problematize the hard sciences' narratives about the history of the universe itself. (Problems exist on a well-defined-to-ill-defined continuum, the former the realm of STEM and the latter that of the Humanities. Yet cognitive psychologists tell us that not even the well-defined area is really as well-defined as we might think).

    Do this thought experiment: Read Michael Albert's _Parecon: Life after Capitalism_ (2003). Then imagine that classless system up and running for more than, say, two or three centuries. Ask what kind of culture(s) it might produce. Since there would be no "inner city," there would be no inner-city, competitive, anti-intellectualism, etc. Given that ALL worker/consumers were thus guaranteed participation according to its mathematical precept, regardless of gender, color, sexuality, etc., ask yourself if this conversation might even arise. If we're not racist, then we are not surprised that all disciplines, talents, etc. are in that system equally represented among all groups (because cooperation replaces counterproductive competition.)

    If you disagree with my conjecture, it still remains the only way to test your case. It would remain for such a longitudinal experiment to be tried, long enough to play down the toxicity of the former, extended condition of human systems of oppression.

    Our history, the transition from feudalism to capitalism and slavery, does not reflect an objective truth about who we all are except as a history of power relations wherein "objectivity" always seems to confirm existing power relations: i.e. whites and Asians as racially or culturally "superior." Those in power--and their supporters--subjectively perceive objectivity as confirming that status quo. You must consider this possibility, if you are at all scientifically minded.

    Black criticism has looked at just such a condition and diagnosed it as mass delusion. As the Pope says in Browning's _The Ring and the Book_, "Where, where lies truth?"

  • Yes - there are even black quantum physicists....
  • Posted on January 17, 2010 at 4:45pm EST
  • If people actually looked at the report (or even read the articles about it a little more closely), they would see that issues such as a small pipeline in certain fields are addressed. No one is asking for quotas or blind hiring of minorities who aren't qualified - but the truth is that there are actually qualified minorities out there in many science and engineering fields, and where there are very few candidates, there are recommendations on how to increase those numbers by increasing numbers of grad students and undergrads in these areas. Nowhere is there a suggestion that good white or asian candidates be passed on - only that there be greater effort in also finding or generating highly qualified minority candidates as well. I see in many of these comments a knee-jerk response to things that apparently exist in the minds of the writers, but that are not even proposed by the MIT report.

  • Posted on January 17, 2010 at 5:30pm EST
  • Roger Clegg states:
    "The problem is that the authors of the MIT report do not want the best individuals, regardless of skin color or national origin, to be picked. They want a predetermined racial and ethnic mix (“diversity”), and are happy for there to be subtle and not-so-subtle discrimination in order to achieve it."
    But this claim shows up nowhere in the MIT report. It seems to me that this claim is being conjured from whole-cloth.

  • Quota's directly from the report
  • Posted by ACF on January 17, 2010 at 8:30pm EST
  • "The original impetus for this report stems from a unanimous 2004 resolution of the MIT faculty to double the percentage of URM faculty (and triple the percentage of URM graduate students) within ten years."

  • Hiring the "Best"
  • Posted by DJH on January 20, 2010 at 10:00am EST
  • The fundamental problem is that, at MIT and other top schools, "best candidate" usually means a candidate who, either attended the same narrow set of schools the search committee members attended, or is in the academic genealogy of those in the search committee. In other words, one way or another, directly or indirectly, they just hire "themselves;" a sort of endogamy. In this context, the deck is stacked from the beginning against candidates not sharing their academic genealogy, because letters of recommendation, a key aspect of the application process, are given no validity, unless they come from individuals who are "related" through academic genealogy to the search committee members. This is why, the few non-white or Asian faculty members that end up being tenured, regardless of whether or not they are really the best, are those sharing this academic genealogy. Observing the achievements of current tenured white and Asian professors at MIT and other top schools, it is obvious that not all of them are the "best;" many are simply mediocre, the only thing going for them being their academic genealogy/pedigree.

  • Thanks DJH
  • Posted by Marlo Marable on January 20, 2010 at 1:30pm EST
  • You said it well.

    I also like Malvern Hill's analysis:

    "Our history, the transition from feudalism to capitalism and slavery, does not reflect an objective truth about who we all are except as a history of power relations wherein "objectivity" always seems to confirm existing power relations: i.e. whites and Asians as racially or culturally "superior." Those in power--and their supporters--subjectively perceive objectivity as confirming that status quo. You must consider this possibility, if you are at all scientifically minded.

    Black criticism has looked at just such a condition and diagnosed it as mass delusion."